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Library/Crypto Regulatory Actions
EVENTS22
ARTICLES20
CATEGORYFinancial
Active

SEC, CFTC, and global regulatory actions on cryptocurrency exchanges, tokens, and DeFi protocols.

LATEST EVENTS
Entity Type Summary Impact Confidence
SEC, Margaret Ryan, Senator Richard Blumenthal, Paul Atkins leadership SEC enforcement chief Margaret Ryan resigned, leading to a probe by Senator Blumenthal into dropped crypto cases and a s… high 100%
CFTC, Nishad Singh, FTX litigation The CFTC finalized a $3.7 million settlement with former FTX engineer Nishad Singh for fraud, imposing trading and regis… medium 100%
SEC, CFTC regulatory On March 17, 2026, the SEC and CFTC issued joint guidance classifying Bitcoin, Ethereum, Solana, and XRP as digital comm… high 100%
KuCoin, CFTC litigation KuCoin settled with the CFTC for $500,000 over allegations of operating an unregistered exchange and allowing US derivat… medium 100%
CFTC, Michael Selig announcement CFTC Chair Michael Selig declared the agency is ready to oversee the $3 trillion cryptocurrency industry, signaling a sh… medium 100%
US Congress, CFTC, SEC regulatory The CLARITY Act, aiming to clarify SEC/CFTC crypto jurisdiction, passed the House in July 2025 and cleared Senate Ag Com… high 100%
CFTC regulatory The CFTC issued guidance and no-action relief in Feb-Mar 2026, clarifying expectations for market participants regarding… medium 95%
DeFi protocols, European Central Bank (ECB) regulatory DeFi protocols face increased regulatory scrutiny globally as they resemble broker-dealers, with the ECB also suggesting… medium 90%
IRS regulatory The IRS is intensifying digital asset reporting, with new broker requirements for Form 1099-DA phasing in from January 1… medium 100%
CLARITY Act, CFTC, SEC, Coinbase regulatory The CLARITY Act, aiming to define crypto jurisdiction, is progressing in late March 2026 but faces delays over stablecoi… medium 90%
KuCoin (Peken Global Limited), CFTC litigation KuCoin settled with the CFTC for $500,000 on March 31, 2026, for allowing unregistered derivatives trading for US partic… medium 100%
SEC, Margaret Ryan, Paul Atkins leadership SEC enforcement chief Margaret Ryan resigned on March 16, 2026, sparking questions from lawmakers about the agency's cry… medium 95%
SEC, CFTC, Bitcoin, Ethereum, XRP, Cardano, Solana, Algorand, LBRY Credits regulatory SEC and CFTC jointly issued interpretive guidance on March 17, 2026, classifying many crypto assets as non-security digi… high 100%
SEC, SIFMA, DeFi Education Fund (DEF) regulatory SIFMA and DEF are debating how the SEC should regulate DeFi platforms, focusing on market functions vs. decentralization… low 85%
Drift Protocol financial DeFi platform Drift Protocol suffered a $285 million theft, including $71.4 million in stablecoins, in 2026. high 95%
Coinbase, Office of the Comptroller of the Currency (OCC) regulatory Coinbase received conditional OCC approval for a national trust banking charter to serve as a federal crypto custodian. medium 95%
KuCoin, CFTC litigation KuCoin settled with the CFTC for $500,000 for allowing unregistered trading by US participants, emphasizing AML/KYC comp… medium 95%
US Congress regulatory The proposed US CLARITY Act faces significant delays due to ongoing debates on stablecoin interest and DeFi definitions. medium 90%
SEC, CFTC regulatory SEC and CFTC signed a Memorandum of Understanding on March 11, 2026, preceding their joint interpretive release on crypt… low 90%
SEC, CFTC, Bitcoin, Ethereum, XRP, Cardano, Solana, Algorand, LBRY Credits regulatory SEC and CFTC jointly issued landmark guidance on March 17, 2026, classifying 16 major crypto assets, including Bitcoin a… high 100%
CFTC, Phantom Technologies Inc. regulatory CFTC issued a no-action letter to Phantom Technologies, signaling a more lenient approach to certain crypto service prov… medium 95%
CFTC regulatory CFTC clarified rules for crypto assets as collateral, allowing DCOs to accept them for cleared transactions under specif… medium 95%
WATCHER CONFIG
query: SEC CFTC cryptocurrency regulation enforcement action settlement Bitcoin Ethereum exchange DeFi
event_types: ['regulatory', 'litigation', 'announcement']
impact_floor: all
time_window: 7
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Crypto Regulatory Actions
Financial · Updated Apr 04, 2026
ACTIVE
MONITORING OBJECTIVE
SEC, CFTC, and global regulatory actions on cryptocurrency exchanges, tokens, and DeFi protocols.
NOTIFICATION FREQUENCY
Real-time notifications based on signal detection
SIGNAL METRICS
22
Total events
Apr 04
Last activity
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Entity string
Regulator string
Action string
Amount string
Status string
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Crypto Regulatory Actions
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